A POSITIVE APPROACH TO COMPLIANCE

At Rock Solid Brokers, we approach compliance positively. Its’s good for our clients so its good for our business!

 

The following manual and policies are available on our website:

PAIA Manual (Promotion of Access to Information Act, 2000)

PAIA Request for Information Form

PAIA Outcome of request for Information Form

PAIA Internal Appeal Form

TCF Policy (Treating Customers Fairly)

RSB Conflict of Interest Policy

RSB Complaints Policy

 

For a list of our Key Individuals and Representatives, please visit the FSCA website here and search our FSP number 44234

 

Our compliance officers: Simply Comply

Compliance Administration done by: Compliance Fairies